-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SDhJDGbWlE0/WwDchnq6dSrJKn0JUdf5Bt1FfZL9Q24hw4WFrdn5Me1S1uNAlP9f 6qd3FLNzdCPH7Z5VuOi0zg== 0000950144-98-010548.txt : 19980910 0000950144-98-010548.hdr.sgml : 19980910 ACCESSION NUMBER: 0000950144-98-010548 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980909 SROS: NONE GROUP MEMBERS: CAREVEST CAPITAL, LLC GROUP MEMBERS: CHARLES LINN HASLAM GROUP MEMBERS: FC PARTNERS, L.P. GROUP MEMBERS: FORTUNA ACQUISITION CORP. GROUP MEMBERS: FORTUNA ACQUISITION PARTNERS, L.P. GROUP MEMBERS: FORTUNA ADVISORS, INC. GROUP MEMBERS: FORTUNA CAPITAL MANAGEMENT, INC. GROUP MEMBERS: FORTUNA INVESTMENT PARTNERS L P ET AL GROUP MEMBERS: KAREN B. BRENNER GROUP MEMBERS: MARK E. STROME GROUP MEMBERS: ROBERT M. THORTON, JR. GROUP MEMBERS: RONALD J.VANNUKI GROUP MEMBERS: SSCO, INC. GROUP MEMBERS: STROME - SUSSKIND HEDGECAP FUND, L.P. GROUP MEMBERS: STROME HEDGECAP, LIMITED GROUP MEMBERS: STROME SUSSKIND INVESTMENT MANAGEMENT, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KRUG INTERNATIONAL CORP CENTRAL INDEX KEY: 0000096793 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 310621189 STATE OF INCORPORATION: OH FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-03600 FILM NUMBER: 98706237 BUSINESS ADDRESS: STREET 1: 1290 HERCULES DR STREET 2: STE 120 CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: 5132249066 MAIL ADDRESS: STREET 1: 1290 HERCULES DR STREET 2: STE 120 CITY: HOUSTON STATE: TX ZIP: 77058 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INC DATE OF NAME CHANGE: 19860803 FORMER COMPANY: FORMER CONFORMED NAME: COMANCO INDUSTRIES INC DATE OF NAME CHANGE: 19710719 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNA INVESTMENT PARTNERS L P ET AL CENTRAL INDEX KEY: 0000906210 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: FIFTEENTH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3109176600 MAIL ADDRESS: STREET 1: 100 WILSHIRE BLVD STREET 2: 15TH FL CITY: SANTA MONICA STATE: CA ZIP: 90401 SC 13D/A 1 KRUG INTERNATIONAL CORP/FORTUNA INVESTMENT PARTNER 1 ================================================================================ SCHEDULE 13D - INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A).* - ----------------- *As amended by Releases No34-15457, dated January 4, 1979, effective February 14, 1979 (as corrected by Release No 34-15457A, dated February 25, 1979) and No34-14384, dated November 29, 1979, effective January 5, 1980. - Editor. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT No. 4)* KRUG INTERNATIONAL CORP - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 501067102 ----------------- CUSIP Number) RONALD J.VANNUKI 100 WILSHIRE BLVD., 15TH FLOOR SANTA MONICA, CA 90401 (310) 917-6600 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 29, 1997 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover period. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) (Continued on following page(s)) 2 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 2 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON FORTUNA INVESTMENT PARTNERS, L.P. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* WC - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 74,475 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 74,475 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 74,475 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.48 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. PN - ----------- --------------------------------------------------------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ------------------------------------------ ---------------------------------------- ---------------------------------------- SCHEDULE 13D PAGE 3 OF 29 PAGES CUSIP No. 501067102 - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON FORTUNA CAPITAL MANAGEMENT, INC.. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 74,475 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 74,475 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 74,475 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.48 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. CO - ----------- --------------------------------------------------------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 4 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON RONALD J. VANNUKI - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 1,665,971 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,665,971 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,665,971 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 33.08 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. IN - ----------- --------------------------------------------------------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! 5 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 5 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON FORTUNA ADVISORS, INC. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 114,520 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 114,520 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.27 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. CO - ----------- --------------------------------------------------------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! 6 - ------------------------------------------ ---------------------------------------- ---------------------------------------- SCHEDULE 13D PAGE 6 OF 29 PAGES CUSIP No. 501067102 - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON KAREN B. BRENNER - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF (with respect to shares over which Ms. Brenner has sole power); N/A (with respect to all other shares in which Ms. Brenner has a beneficial interest.) - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER SOLE VOTING POWER OF SHARES 7. 8,620 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 1,591,496 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 8,620 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,527,244 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,714,636 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 34.05 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. IN - ----------- --------------------------------------------------------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! 7 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 7 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON CAREVEST CAPITAL, LLC - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* WC - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION GEORGIA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 62,800 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 62,800 - ----------- -------------------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 62,800 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.25 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. OO - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 8 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 8 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON ROBERT M. THORNTON, JR. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF (with respect to shares over which Mr. Thornton, Jr. has sole voting and dispositive power); N/A (with respect to all other shares in which Mr. Thornton, Jr. has a beneficial interest.) - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 5,200 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH - ----------------- -------- ----------------------------------------------------------------------------------------------------- 8. SHARED VOTING POWER 62,800 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 5,200 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 62,800 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 68,000 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.35 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. IN - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 9 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 9 OF 27 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON FORTUNA ACQUISITION PARTNERS, L.P. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* WC - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 1,591,496 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,527,244 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,591,496 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.61 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. PN - ----------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 10 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 10 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON FC PARTNERS, L.P. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 1,591,496 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,527,244 - ----------- -------------------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,591,496 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.61 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. PN - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 11 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 11 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON FORTUNA ACQUISITION CORP. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 1,591,496 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 1,527,244 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,591,496 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.61 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. CO - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 12 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 12 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON STROME - SUSSKIND HEDGECAP FUND, L.P. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* WC - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 48,189 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,189 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.96 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. PN - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 13 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 13 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON STROME HEDGECAP, LIMITED - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* WC - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 16,063 - ----------- -------------------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,063 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.32 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. CO - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 14 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 14 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON STROME SUSSKIND INVESTMENT MANAGEMENT, L.P. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 64,252 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 64,252 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.28 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. PN - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 15 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 15 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON SSCO, INC. - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- SHARED DISPOSITIVE POWER 10. 64,252 - ---------- --------------------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 64,252 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.28 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. CO - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 16 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 16 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON MARK E. STROME - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 0 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 0 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 64,252 - ----------------- -------- ----------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 64,252 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.28 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. IN - ----------- --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! 17 - ------------------------------------------ ---------------------------------------- ---------------------------------------- CUSIP No. 501067102 SCHEDULE 13D PAGE 17 OF 29 PAGES --------- - ------------------------------------------ ---------------------------------------- ---------------------------------------- 1. NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO. OF ABOVE PERSON CHARLES LINN HASLAM - ----------- -------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------- -------------------------------------------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* PF - ----------- -------------------------------------------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ----------- -------------------------------------------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - ----------- -------------------------------------------------------------------------------------------------------------------- NUMBER 7. SOLE VOTING POWER OF SHARES 300 BENEFICIALLY -------- ----------------------------------------------------------------------------------------------------- OWNED BY EACH REPORTING 8. SHARED VOTING POWER PERSON 0 WITH -------- ----------------------------------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 300 -------- ----------------------------------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - ----------- -------------------------------------------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 300 - ----------- -------------------------------------------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] N/A - ----------- -------------------------------------------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0 % - ----------- -------------------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON* 14. OO - ----------- --------------------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! 18 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 18 OF 29 PAGES ------------------- ------------------- Item 1. Security and Issuer. This filing relates to the Common Stock, without par value (the "Stock"), of KRUG International Corp. (the "Company"). The Stock trades on the American Stock Exchange. The Company's principal executive offices are located at 900 Circle 75 Parkway, Suite 1300, Atlanta, Georiga 30339; the Company's telephone number at that location is (770) 933-7000. The number of issued and outstanding shares of Stock as of August 13, 1998, as set forth in the Company's Quarterly Report on Form 1O-Q for the period ended June 30, 1998, is 5,035,430. Item 2. Identity and Background. (a) This statement is filed by (i) Fortuna Investment Partners, L.P., a California limited partnership ("Fortuna Investment Partners") with respect to shares of Stock held or beneficially owned by the partnership; (ii) Fortuna Capital Management, Inc. ("Fortuna Capital Management") as general partner and discretionary investment adviser of Fortuna Investment Partners; (iii) Ronald J. Vannuki as sole shareholder and president of Fortuna Capital Management; (iv) Fortuna Advisors, Inc. ("Fortuna Advisors") as discretionary investment adviser with respect to shares of Stock held or beneficially owned by its advisory clients; (v) Karen B. Brenner with respect to shares of Stock held or beneficially owned by her and as sole shareholder and president of Fortuna Advisors; (vi) CareVest Capital, LLC ("CareVest") with respect to shares of Stock held or beneficially owned by CareVest; (vii) Robert M. Thornton, Jr. with respect to shares of Stock held or beneficially owned by him and as controlling member of CareVest; (viii) Fortuna Acquisition Partners, L.P. ("Fortuna Acquisition Partners") with respect to shares of Stock held or beneficially owned by the partnership; (ix) FC Partners, L.P. ("FC Partners") as general partner of Fortuna Acquisition Partners; (x) Fortuna Acquisition Corp. as general partner of FC Partners; (xi) Strome-Susskind HedgeCap Fund, L.P. ("SS HedgeCap") with respect to shares of Stock held or beneficially owned by the partnership, (xii) Strome HedgeCap, Limited ("HedgeCap Ltd.") with respect to shares of Stock held or beneficially owned by the corporation; (xiii) Strome Susskind Investment Management, L.P. ("SSIM") as general partner and discretionary investment adviser of SS HedgeCap, and as discretionary investment adviser of HedgeCap Ltd.; (xiv) SSCO, Inc. as general partner of SSIM; and (xv) Mark E. Strome as a Settlor and Trustee of The Mark E. Strome Living Trust, dated 1/15/97, the controlling shareholder of SSCO, Inc., and (xvi) Charles Linn Haslam with respect to shares of Stock held or beneficially owned by him, to amend the holdings previously reported by such persons due to recent transactions. The foregoing persons hereinafter sometimes are referred to collectively as the "Reporting Persons." or the "Group".) Richard Fechtor is no longer a member of the Group. 19 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 19 OF 29 PAGES ------------------- ------------------- (b) The principal business address of (i) Fortuna Investment Partners; (ii) Fortuna Capital Management; (iii) Ronald J. Vannuki; (iv) Fortuna Acquisition Partners; (v) FC Partners; (vi) Fortuna Acquisition Corp.; (vii) SS HedgeCap; (viii) SSIM; (ix) SSCO, Inc.; and (x) Mark E. Strome is 100 Wilshire Boulevard, Fifteenth Floor, Santa Monica, California 90401. The principal business address of HedgeCap Ltd. is c/o Fund Services (Cayman Islands) Ltd., Grand Cayman, Cayman Islands. The principal business address of (i) Fortuna Advisors and (ii) Karen B. Brenner is 1300 Bristol Street North, Suite 100, Newport Beach, California 92660. The principal business address of (i) CareVest and (ii) Robert M. Thornton, Jr. is 900 Circle 75 Parkway, Suite 1300, Atlanta, Georgia 30339. The principal address of Charles Linn Haslam is 4620 Sedgwick Street, N.W., Washington, D.C. 20016. (c) The business of (i) Fortuna Investment Partners is that of a private investment partnership engaging in the purchase and sale of securities for investment for its own account; (ii) Fortuna Capital Management is the general partner of Fortuna Investment Partners; and (iii) Ronald J. Vannuki is the president of Fortuna Capital Management and a registered representative with Strome Susskind Securities, L.P., a securities brokerage firm. Mr. Vannuki also serves as a consultant to and a director of KRUG. The business of (i) Fortuna Advisors is the provision of discretionary investment management services to clients and (ii) Karen B. Brenner is president of Fortuna Advisors. Ms. Brenner also serves as a consultant to and a director of KRUG. The business of (i) CareVest is that of a private investment company engaging in the purchase and sale of securities for investment for its own account and to provide management services, and (ii) Robert M. Thornton, Jr. is the president and CEO of CareVest. Mr. Thornton, Jr. also serves as president and as a director of KRUG. The business of (i) Fortuna Acquisition Partners is that of a private investment partnership engaging in the purchase and sale of securities for investment for its own account; (ii) FC Partners is the general partner of Fortuna Acquisition Partners; (iii) Fortuna Acquisition Corp. is the general partner of FC Partners. The business of (i) SS HedgeCap is that of a private investment partnership concentrating upon countercyclical and non-conventional investments; (ii) HedgeCap, Ltd. is the provision of countercyclical and non-conventional investments to offshore, non-United States, entities and investors; (iii) SSIM is the provision of discretionary investment management services to institutional clients; (iv) SSCO, Inc. is to serve as the general partner of SSIM; and (v) Mark E. Strome is the provision of discretionary investment management services through SSIM. 20 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 20 OF 29 PAGES ------------------- ------------------- The business of Charles Linn Haslam is to serve as Director, Chairman and Chief Executive Officer of KRUG. (d) None of the Reporting Persons has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) None of the Reporting Persons has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. (f) (i) Fortuna Investment Partners is a California limited partnership; (ii) Fortuna Capital Management is a California corporation; (iii) Ronald J. Vannuki is a United States citizen; (iv) Fortuna Advisors is a California corporation; (v) Karen B. Brenner is a United States citizen; (vi) CareVest is a Georgia limited liability company; (vii) Robert M. Thornton, Jr. is a United States citizen; (viii) Fortuna Acquisition Partners is a California limited partnership; (ix) FC Partners is a California limited partnership; (x) Fortuna Acquisition Corp. is a Delaware corporation; (xi) SS HedgeCap is a Delaware limited partnership; (xii) HedgeCap Ltd. is a Cayman Islands Corporation; (xiii) SSIM is a Delaware limited partnership; (xiv) SSCO is a Delaware corporation; (xvi) Mark E. Strome is a United States citizen, and (xvii) Charles Linn Haslam is a United States citizen. Item 3. Source and Amount of Funds and Other Consideration The net investment cost (including commissions, if any) of the shares of Stock beneficially owned by Fortuna Investment Partners is $12,660.75. The source of funds for this consideration was working capital. The net investment cost (including commissions if any) of the shares of Stock beneficially owned by Fortuna Advisors is $430,194. The source of funds for this consideration was client's personal funds. The net investment cost (including commissions if any) of the shares of Stock beneficially owned by Karen B. Brenner is $21,207 (exclusive of the shares she beneficially owns through Fortuna Advisors). The source of funds for this consideration was personal funds. 21 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 21 OF 29 PAGES ------------------- ------------------- The net investment cost (including commissions if any) of the shares of Stock beneficially owned by CareVest is $163,350. The source of funds for this consideration was working capital. The net investment cost (including commissions if any) of the shares of Stock beneficially owned by Robert M. Thornton, Jr., is $21,340 (exclusive the shares he beneficially owns through CareVest). The source of funds for this consideration was personal funds. The net investment cost (including commissions if any) of the shares of Stock beneficially owned by Fortuna Acquisition Partners is $8,898,040 (exclusive of the shares owned beneficially through SS HedgeCap and HedgeCap Ltd.). The source of funds for this consideration was working capital. The net investment cost (including commissions if any) of the shares of Stock beneficially owned by SS HedgeCap is $0. The source of funds for this consideration was working capital. The net investment cost (including commissions if any) of the shares of Stock beneficially owned by HedgeCap Ltd. is $0. The net investment cost (including commissions if any) of the shares of Stock beneficially owned by Charles Linn Haslam is $1,350. Item 4. Purpose of the Transaction The purpose of the acquisition of the shares by the Group is to participate in the active management of the Company and to gain representation on the Company's Board of Directors. Each member of the Group may make further purchases of shares of Stock from time to time and may dispose of any or all of the shares of Stock held by it at any time. Item 5. Interest in Securities of the Issuer (a) As of the date hereof, each member of the Group has the following interest in the securities of the Issuer: (i) Fortuna Investment Partners beneficially owns 74,475 shares of Stock which includes 74,475 warrants to purchase shares of Stock. Fortuna Investment Partners is the beneficial owner of 1.48% of the Stock. (ii) Fortuna Capital Management, as general partner and discretionary investment adviser to Fortuna Investment Partners, beneficially owns 22 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 22 OF 29 PAGES ------------------- ------------------- 74,475 shares of Stock, which includes 74,475 warrants to purchase shares of Stock. Fortuna Capital Management is.the beneficial owner of 1.48% of the Stock. (iii) Ronald J. Vannuki, as sole shareholder and president of Fortuna Capital Management, beneficially owns 74,475 shares of Stock, which includes 74,475 warrants to purchase shares of Stock, and as an executive officer of Fortuna Acquisition Corp., the ultimate General Partner of Fortuna Acquisition Partners, beneficially owns 1,591,496 shares of stock, which includes 296,722 warrants. Mr. Vannuki is the beneficial owner of 33.08% of the Stock. (iv) Fortuna Advisors, as discretionary investment adviser to clients whose accounts hold the Stock, beneficially owns 114,520 shares of Stock, which includes 7,670 warrants to purchase shares of Stock. Fortuna Advisors is the beneficial owner of 2.27% of the Stock. (v) Karen B. Brenner, as sole shareholder of Fortuna Advisors and as a direct owner of shares of Stock, beneficially owns 123,140 shares of Stock, which includes 7,890 warrants to purchase shares of Stock, and as an executive officer of Fortuna Acquisition Corp., the ultimate General Partner of Fortuna Acquisition Partners, beneficially owns 1,591,496 shares of stock, which includes 296,722 warrants. On April 3, 1997, Ms. Brenner obtained sole voting and dispositive power over 3,000 shares as to which she previously shared such powers. Ms. Brenner is the beneficial owner of 34.05% of the Stock. (vi) CareVest beneficially owns 62,800 shares of Stock, which includes 23,000 warrants to purchase shares of Stock. CareVest is the beneficial owner of 1.25% of the Stock. (vii) Robert M. Thornton, Jr., as controlling member of CareVest and as a direct owner of shares of Stock, beneficially owns 68,000 shares of Stock, which includes 23,000 warrants to purchase shares of Stock. Mr. Thornton, Jr. is the beneficial owner of 1.34% of the Stock. (viii) Fortuna Acquisition Partners beneficially owns 1,591,496 shares of Stock, which includes 48,189 shares beneficially owned by SS HedgeCap and 16,063 shares beneficially owned by HedgeCap Ltd. by virtue of a Proxy Agreement which establishes an irrevocable proxy in favor of Fortuna Acquisition Corp., subject to certain conditions. This beneficial ownership also includes 296,722 warrants to purchase Stock by FAP, which includes 48,189 warrants held by SS HedgeCap and 16,063 warrants held by HedgeCap Ltd. by virtue of the above-referenced Proxy Agreement. Fortuna Acquisition Partners is the beneficial owner of 31.61% of the Stock. 23 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 23 OF 29 PAGES ------------------- ------------------- (ix) FC Partners, as general partner of Fortuna Acquisition Partners, beneficially owns 1,591,496 shares of Stock, which includes 296,722 warrants to purchase shares of Stock. FC Partners is the beneficial owner of 31.61% of the Stock. (x) Fortuna Acquisition Corp., as general partner of FC Partners, beneficially owns 1,591,496 shares of Stock, which includes 296,722 warrants to purchase shares of Stock. Fortuna Acquisition Corp is the beneficial owner of 31.61% of the Stock. (xi) SS HedgeCap beneficially owns 48,189 shares of Stock, which includes 48,189 warrants to purchase shares of Stock. SS HedgeCap is the beneficial owner of 0.96% of the Stock. (xiii) HedgeCap Ltd. beneficially owns 16,063 shares of the Stock, which includes 16,063 warrants to purchase shares of the Stock. HedgeCap Ltd. is the beneficial owner of 0.32% of the Stock. (xiv) SSIM, (y) as discretionary investment adviser to and general partner of SS HedgeCap and (z) discretionary investment adviser to HedgeCap Ltd., beneficially owns 64,252 shares of Stock, which includes 64,252 warrants to purchase shares of Stock. SSIM is the beneficial owner of 1.28% of the Stock. (xv) SSCO, Inc., as general partner of SSIM, beneficially owns 64,252 shares of the Stock, which includes 64,252 warrants to purchase shares of Stock. SSCO, Inc. is the beneficial owner of 1.28% of the Stock. (xvi) Mark E. Strome, as a Settlor and Trustee of The Mark E. Strome Living Trust dated 1/15/97, which trust is the controlling shareholder of SSCO, Inc., beneficially owns 64,252 shares of the Stock, which includes 64,252 warrants to purchase shares of Stock. Mr. Strome is the beneficial owner of 1.28% of the Stock. (xvii) Charles Linn Haslam beneficially owns 300 shares (0.00%) of Stock 24 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 24 OF 29 PAGES ------------------- ------------------- The Group in the aggregate may be deemed to own an aggregate of 36.9% of the Stock. (b)
=============================================================== Power to Vote Power to Dispose ======================================================================================================= No. of Shares Beneficially Percentage Owned (# 11) of Class (# 13) Sole (# 7) Shared (# 8) Sole (# 9) Shared(# 10) - ------------------------------------------------------------------------------------------------------------------------------- Fortuna Investment 74,475 1.48% 0 74,475 0 74,475 Partners - ------------------------------------------------------------------------------------------------------------------------------- Fortuna Capital Management 74,475 1.48% 0 74,475 0 74,475 - ------------------------------------------------------------------------------------------------------------------------------- Ronald J. Vannuki 1,665,971 33.08% 0 1,665,971 0 1,665,971 - ------------------------------------------------------------------------------------------------------------------------------- Fortuna Advisors 114,520 2.27% 0 0 0 114,520 - ------------------------------------------------------------------------------------------------------------------------------- Karen B. Brenner 1,714,636 34.05% 8,620 1,591,496 8,620 1,527,244 - ------------------------------------------------------------------------------------------------------------------------------- CareVest Captial LLC 62,800 1.25% 0 62,800 0 62,800 - ------------------------------------------------------------------------------------------------------------------------------- Robert M. Thornton, Jr. 68,000 1.35% 5,200 62,800 5,200 62,800 - ------------------------------------------------------------------------------------------------------------------------------- Fortuna Acquisition 1,591,496 31.61% 0 1,591,496 0 1,527,244 Partners - ------------------------------------------------------------------------------------------------------------------------------- FC Partners 1,591,496 31.61% 0 1,591,496 0 1,527,244 - ------------------------------------------------------------------------------------------------------------------------------- Fortuna Acquisition 1,591,496 31.61% 0 1,591,496 0 1,527,244 Corp. - ------------------------------------------------------------------------------------------------------------------------------- SS HedgeCap 48,189 0.96% 0 0 0 48,189 - ------------------------------------------------------------------------------------------------------------------------------- HedgeCap Ltd. 16,063 0.32% 0 0 0 16,063 - ------------------------------------------------------------------------------------------------------------------------------- SSIM 64,252 1.28% 0 0 0 64,252 - ------------------------------------------------------------------------------------------------------------------------------- SSCO, Inc. 64,252 1.28% 0 0 0 64,252 - ------------------------------------------------------------------------------------------------------------------------------- Mark E. Strome 64,252 1.28% 0 0 0 64,252 - ------------------------------------------------------------------------------------------------------------------------------- Charles Linn Haslam 300 0.00% 300 0 300 0 ===============================================================================================================================
25 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 25 OF 29 PAGES ------------------- ------------------- (c) The trading dates, number of shares purchased or sold and price per share for all transactions by the Reporting Persons since March 6, 1997 are set forth on Schedule A hereto. All such transactions were open market transactions and were effected on the American Stock Exchange or, in the case of Mssrs. Haslam and Thornton, were acquired pursuant to the KRUG Employee Stock Purchase Plan. No other transactions were effected by the Reporting Persons during such period. (d) No person other than each respective owner referred to herein of Stock is known to have the right to receive or the power to direct the receipt of dividends from or the proceeds of sale of such Stock. (e) Not applicable. Item 6 Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Fortuna Acquisition Partners, FC Partners, Fortuna Acquisition Corp., SS HedgeCap, HedgeCap Ltd., SSIM, SSCO, Inc., and Mark E. Strome have entered into a Proxy Agreement, essentially in the form of Exhibit 1 previously filed, which appointed Fortuna Acquisition Corp., the general partner of the general partner of Fortuna Acquisition Partners, as irrevocable Proxy for the shares of Stock owned by SS HedgeCap and HedgeCap Ltd., subject to certain conditions therein set forth. The agreement also provides for the payment to Fortuna Acquisition Corp. of a finder's fee equal to 10% of all gains, if any, realized by the other two parties that are attributable to the Stock and warrants. Item 7 Matter to be Filed as Exhibits No new exhibits. Exhibits previously filed by the Reporting Persons are incorporated herein by this reference. 26 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 26 OF 29 PAGES ------------------- ------------------- SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: September 3, 1998 FORTUNA INVESTMENT PARTNERS, L.P. By: Fortuna Capital Management, Inc. its General Partner By: /s/ Ronald J. Vannuki ------------------------------ Ronald J. Vannuki, President FORTUNA CAPITAL MANAGEMENT, INC. By: /s/ Ronald J. Vannuki ------------------------------ Ronald J. Vannuki, President /s/ Ronald J. Vannuki - --------------------------- Ronald J. Vannukil Individual FORTUNA ADVISORS, INC. By: /s/ Karen B. Brenner ------------------------------ Karen B. Brenner, President /s/ Karen B. Brenner - -------------------------- Karen B. Brenner Individual 27 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 27 OF 29 PAGES ------------------- ------------------- CAREVEST CAPITAL, LLC By: /s/ Robert M. Thornton, Jr. ------------------------------ Robert M. Thornton, Jr., Manager /s/ Robert M. Thornton, Jr. - ------------------------------------ Robert M. Thornton, Jr. Individual FORTUNA ACQUISITION PARTNERS, L.P. By: FC Partners, L.P. its General Partner By: Fortuna Acquisition Corp. its General Partner By: /s/ Ronald J. Vannuki -------------------------------- Ronald J. Vannuki, Chairman and Chief Executive Officer FC PARTNERS, L.P. By: Fortuna Acquisition Corp. its General Parnter By: /s/ Ronald J. Vannuki --------------------------------- Ronald J. Vannuki, Chairman and Chief Executive Officer FORTUNA ACQUISITION CORP. By: /s/ Ronald J. Vannuki --------------------------------- Ronald J. Vannuki, Chairman and Chief Executive Officer 28 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 28 OF 29 PAGES ------------------- ------------------- STROME-SUSSKIND HEDGECAP FUND, L.P. By: Strome Susskind Investment Management, L.P. its General Partner By: SSCO, Inc. its General Partner By: /s/ Jeffrey Lambert --------------------------------- Jeffrey Lambert, Chief Financial Officer STROME HEDGECAP, LTD. By: Strome Susskind Investment Management, L.P., its Investment Manager By: SSCO, Inc. ---------------------- its General Partner By: /s/ Jeffrey Lambert --------------------------------- Jeffrey Lambert, Chief Financial Officer STROME SUSSKIND INVESTMENT MANAGEMENT, L.P. By: SSCO, Inc. its General Partner By: /s/ Jeffrey Lambert ------------------------------------ Jeffrey Lambert, Chief Financial Officer 29 SCHEDULE 13D ------------------- ------------------- CUSIP NO. 501067102 PAGE 29 OF 29 PAGES ------------------- ------------------- SSCO, INC. By: /s/ Jeffrey Lambert ------------------------------------- Jeffrey Lambert, Chief Financial Officer /s/ Jeffrey Lambert - ------------------------------------------------- Mark E. Strome by: Jeffrey Lambert Individual Attorney-in-fact /s/ Charles Linn Haslam - -------------------------------------- Charles Linn Haslam Individual 30 SCHEDULE A TRANSACTIONS SINCE MARCH 6, 1997
BROKER EFFECTING PARTY TRADE DATE BOUGHT (SOLD) NET AMOUNT PER SHARE TRANSACTION ----- ---------- ------------- ---------- --------- ----------- Fortuna Investment Partners 04/24/97 (20,000) $ 92,096.91 $ 4.60 Bear Stearns Fortuna Investment Partners 04/25/97 (5,000) 23,549.20 4.71 Bear Stearns Fortuna Investment Partners 05/07/97 (7,000) 33,773.86 4.82 Bear Stearns Fortuna Investment Partners 06/12/97 (2,000) 11,629.60 5.81 Bear Stearns Fortuna Investment Partners 07/23/97 (5,000) 27,874.06 5.57 Bear Stearns Fortuna Investment Partners 08/06/97 (3,000) 15,599.47 5.20 Bear Stearns ------- ----------- (42,000) $204,523.10 ======= ===========
31 SCHEDULE A TRANSACTIONS SINCE MARCH 6, 1997
BROKER EFFECTING PARTY TRADE DATE BOUGHT (SOLD) NET AMOUNT PER SHARE TRANSACTION ----- ---------- ------------- ---------- --------- ----------- Fortuna Advisors 12/01/97 (4,000) $12,410.00 $ 3.10 Bear Stearns Fortuna Advisors 02/09/98 (3,500) 17,746.79 5.07 Bear Stearns Fortuna Advisors 04/23/98 (300) 1,885.03 6.28 Bear Stearns ------ --------- (7,800) $32,041.82 ====== ==========
32 SCHEDULE A TRANSACTIONS SINCE MARCH 6, 1997
BROKER EFFECTING PARTY TRADE DATE BOUGHT (SOLD) NET AMOUNT PER SHARE TRANSACTION ----- ---------- ------------- ---------- --------- ----------- Robert M. Thornton, Jr 01/29/98 200 $(850.00) $ 4.25 N/A (pursuant to Employee Stock Purchase Plan)
33 SCHEDULE A TRANSACTIONS SINCE MARCH 6, 1997
BROKER EFFECTING PARTY TRADE DATE BOUGHT (SOLD) NET AMOUNT PER SHARE TRANSACTION ----- ---------- ------------- ---------- --------- ----------- Strome-Susskind Hedgecap Fund 05/21/97 (2,000) 11,544.61 $ 5.77 Bear Stearns Strome-Susskind Hedgecap Fund 05/27/97 (2,000) 11,169.62 5.58 Bear Stearns Strome-Susskind Hedgecap Fund 05/29/97 (41,400) 220,447.58 5.32 Bear Stearns Strome-Susskind Hedgecap Fund 06/12/97 (2,200) 13,089.56 5.95 Bear Stearns Strome-Susskind Hedgecap Fund 06/25/97 (20,000) 112,496.25 5.62 Bear Stearns Strome-Susskind Hedgecap Fund 08/14/97 (43,020) 250,583.07 5.82 Bear Stearns Strome-Susskind Hedgecap Fund 09/02/97 220 (1,210.00) 5.50 Bear Stearns Strome-Susskind Hedgecap Fund 10/28/97 (16,200) 96,548.76 5.96 Bear Stearns Strome-Susskind Hedgecap Fund 10/29/97 (450) 2,641.91 5.87 Bear Stearns Strome-Susskind Hedgecap Fund 11/03/97 (6,575) 40,270.53 6.12 Bear Stearns Strome-Susskind Hedgecap Fund 11/03/97 (4,250) 26,922.84 6.33 Bear Stearns Strome-Susskind Hedgecap Fund 11/04/97 (4,250) 29,579.00 6.96 Bear Stearns Strome-Susskind Hedgecap Fund 11/05/97 (4,250) 29,579.00 6.96 Bear Stearns Strome-Susskind Hedgecap Fund 11/06//97 (850) 6,022.04 7.08 Bear Stearns Strome-Susskind Hedgecap Fund 11/14/97 (13,175) 94,158.56 7.15 Bear Stearns Strome-Susskind Hedgecap Fund 11/18/97 (12,750) 88,737.02 6.96 Bear Stearns Strome-Susskind Hedgecap Fund 01/07/98 1,750 (10,570.00) 6.04 Bear Stearns Strome-Susskind Hedgecap Fund 02/26/98 (21,250) 113,152.44 5.32 Bear Stearns Strome-Susskind Hedgecap Fund 03/18/98 (52,750) 280,894.29 5.33 Bear Stearns --------- ------------ (247,370) 1,427,837.08 SOLD - PROCEEDS ========= ============ 1,970 (11,780.00) BOUGHT -PAID ========= ============
34 SCHEDULE A TRANSACTIONS SINCE MARCH 6, 1997
BROKER EFFECTING PARTY TRADE DATE BOUGHT (SOLD) NET AMOUNT PER SHARE TRANSACTION ----- ---------- ------------- ---------- --------- ----------- Strome Hedgecap Ltd 06/25/97 20,000 (112,500.00) $5.63 Bear Stearns Strome Hedgecap Ltd 08/14/97 (4,780) 27,842.56 5.82 Bear Stearns Strome Hedgecap Ltd 09/02/97 (220) 1,209.95 5.50 Bear Stearns Strome Hedgecap Ltd 10/28/97 (1,800) 10,727.64 5.96 Bear Stearns Strome Hedgecap Ltd 10/29/97 (50) 297.99 5.96 Bear Stearns Strome Hedgecap Ltd 11/03/97 6,575 (40,271.88) 6.13 Bear Stearns Strome Hedgecap Ltd 11/03/97 (750) 4,751.09 6.33 Bear Stearns Strome Hedgecap Ltd 11/04/97 (750) 5,219.82 6.96 Bear Stearns Strome Hedgecap Ltd 11/05/97 (750) 5,219.82 6.96 Bear Stearns Strome Hedgecap Ltd 11/06/97 (150) 1,062.71 7.08 Bear Stearns Strome Hedgecap Ltd 11/14/97 (2,325) 16,616.22 7.15 Bear Stearns Strome Hedgecap Ltd 11/18/97 (2,250) 15,659.47 6.96 Bear Stearns Strome Hedgecap Ltd 01/07/98 750 (4,530.00) 6.04 Bear Stearns Strome Hedgecap Ltd 02/26/98 (3,750) 19,968.07 5.32 Bear Stearns Strome Hedgecap Ltd 03/18/98 (9,750) 51,917.00 5.32 Bear Stearns ---------- ---------- 27,325.00 (157,301.88) BOUGHT-PAID ========== ========== (27,325.00) 160,492.34 SOLD - PROCEEDS ========== ==========
35 SCHEDULE A TRANSACTIONS SINCE MARCH 6, 1997
BROKER EFFECTING PARTY TRADE DATE BOUGHT (SOLD) NET AMOUNT PER SHARE TRANSACTION ----- ---------- ------------- ---------- --------- ----------- Charles Linn Haslam 01/29/98 300 $(1,350.00) $4.50 N/A (pursuant to Employee Stock Purchase Plan)
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